TY - JOUR
T1 - Diagnosis of Open-Switch Faults in Grid-Tied Three-Level NPC Inverters With Parameter Uncertainty Using Variable Forgetting Factor Bias-Compensation Recursive Least Squares
AU - Xu, Shuiqing
AU - Yu, Hongyan
AU - Du, Haibo
AU - Chai, Yi
AU - Chen, Hongtian
AU - He, Yinglong
AU - Zheng, Wei Xing
PY - 2025
Y1 - 2025
N2 - Tackling the challenge of open-switch (OS) fault diagnostics in grid-tied three-level neutral point clamped (NPC) inverters with parameter uncertainty, this paper introduces a fault diagnosis method that integrates a variable forgetting factor bias-compensation recursive least squares (VFFBCRLS) algorithm with a novel discrete disturbance sliding mode observer (DSMO) for three-level inverters. The proposed approach initially employs a VFFBCRlS algorithm to obtain the uncertain parameters of the inverter. Building upon this foundation, a novel discrete DSMO is introduced to obtain the output currents rapidly and accurately. Then, an adaptive fault detection variable is constructed based on the norm of the residual between the measured and the estimated currents, ensuring the accuracy and robustness of the detection algorithm. Finally, a precise identification of OS faults in grid-tied inverters is achieved through the establishment of a localization mechanism. The hardware-in-the-loop (HIL) test results provide validation for the efficacy and robustness of the proposed method.
AB - Tackling the challenge of open-switch (OS) fault diagnostics in grid-tied three-level neutral point clamped (NPC) inverters with parameter uncertainty, this paper introduces a fault diagnosis method that integrates a variable forgetting factor bias-compensation recursive least squares (VFFBCRLS) algorithm with a novel discrete disturbance sliding mode observer (DSMO) for three-level inverters. The proposed approach initially employs a VFFBCRlS algorithm to obtain the uncertain parameters of the inverter. Building upon this foundation, a novel discrete DSMO is introduced to obtain the output currents rapidly and accurately. Then, an adaptive fault detection variable is constructed based on the norm of the residual between the measured and the estimated currents, ensuring the accuracy and robustness of the detection algorithm. Finally, a precise identification of OS faults in grid-tied inverters is achieved through the establishment of a localization mechanism. The hardware-in-the-loop (HIL) test results provide validation for the efficacy and robustness of the proposed method.
KW - disturbance observer
KW - fault diagnosis
KW - grid-tied neutral point clamped (NPC) inverter
KW - open-switch (OS) fault
KW - Parameter uncertainty
KW - sliding mode observer
UR - http://www.scopus.com/inward/record.url?scp=105004755535&partnerID=8YFLogxK
UR - https://go.openathens.net/redirector/westernsydney.edu.au?url=https://doi.org/10.1109/TCSI.2025.3563662
U2 - 10.1109/TCSI.2025.3563662
DO - 10.1109/TCSI.2025.3563662
M3 - Article
AN - SCOPUS:105004755535
SN - 1549-8328
VL - 72
SP - 7423
EP - 7435
JO - IEEE Transactions on Circuits and Systems
JF - IEEE Transactions on Circuits and Systems
IS - 11
ER -